| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RO | 證券交易 | 2024-04-18 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2018-10-15 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2018-10-15 | 2024-04-18 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期貨合約交易 | 2016-09-20 | 2018-10-05 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2016-09-20 | 2018-10-05 |
| BOCI SECURITIES LIMITED | Rep | 期貨合約交易 | 2012-05-29 | 2016-09-07 |
| Rep | 證券交易 | 2012-04-19 | 2016-09-07 | |
| PLATINUM BROKING COMPANY LIMITED | Rep | 證券交易 | 2011-11-09 | 2012-03-30 |