| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2017-01-20 | - |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2017-01-20 | - |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | 槓桿式外匯交易 | 2016-05-09 | 2017-01-07 |
| Rep | 期貨合約交易 | 2015-12-22 | 2017-01-07 | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 證券交易 | 2015-12-22 | 2017-01-07 |
| EAST ASIA FUTURES LIMITED | Rep | 期貨合約交易 | 2011-11-11 | 2015-11-29 |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2011-11-11 | 2015-11-29 |
已採集記錄中暫無金管局登記。