| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| AMPLE CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2018-11-16 | - |
| Pulun International Capital Limited | Rep | 就機構融資提供意見 | 2016-03-18 | 2018-10-31 |
| Changjiang Corporate Finance (HK) Limited | Rep | 就機構融資提供意見 | 2015-09-08 | 2016-02-29 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2011-11-15 | 2012-09-29 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2011-11-15 | 2012-09-29 |