| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2022-02-24 | 2026-03-06 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就證券提供意見 | 2022-02-24 | 2026-03-06 |
| Rep | 證券交易 | 2022-02-24 | 2026-03-06 | |
| VISION CAPITAL INTERNATIONAL HOLDINGS LIMITED (HK) | Rep | 就證券提供意見 | 2021-08-17 | 2021-11-25 |
| RO | 證券交易 | 2021-08-17 | 2021-11-25 | |
| Rep | 證券交易 | 2021-07-16 | 2021-08-17 | |
| Lucky Guosheng Securities Limited | Rep | 證券交易 | 2020-09-11 | 2021-04-21 |
| KOALA SECURITIES LIMITED | RO | 證券交易 | 2019-08-15 | 2019-09-30 |
| Rep | 證券交易 | 2019-05-20 | 2019-08-15 | |
| Alpha Financial Group Limited | RO | 證券交易 | 2017-06-08 | 2019-03-31 |
| Rep | 證券交易 | 2011-11-17 | 2017-06-08 |