| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Gong Ping Futures Limited | Rep | 期貨合約交易 | 2015-03-18 | 2015-05-07 |
| Gong Ping Securities Limited | Rep | 證券交易 | 2015-03-18 | 2015-05-07 |
| oOo Securities (HK) Group Limited | Rep | 提供資產管理 | 2012-11-06 | 2013-03-29 |
| Rep | 證券交易 | 2012-11-06 | 2013-03-29 | |
| CNI Securities Group Limited | Rep | 證券交易 | 2011-11-18 | 2012-07-03 |