| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2022-09-08 | - |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2022-08-29 | - |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2022-08-29 | - |
| CMB International Global Markets Limited | Rep | 證券交易 | 2021-09-01 | 2022-06-30 |
| CMB International Securities Limited | Rep | 就證券提供意見 | 2020-05-04 | 2022-06-30 |
| Rep | 證券交易 | 2020-05-04 | 2022-06-30 | |
| S&P GLOBAL RATINGS HONG KONG LIMITED | Rep | 提供信貸評級服務 | 2018-08-13 | 2020-02-28 |
| ICBC Asset Management (Global) Company Limited | Rep | 就期貨合約提供意見 | 2011-11-18 | 2013-06-03 |
| Rep | 就證券提供意見 | 2011-11-18 | 2013-06-03 | |
| Rep | 提供資產管理 | 2011-11-18 | 2013-06-03 |
已採集記錄中暫無金管局登記。