| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited | Rep | 就證券提供意見 | 2021-10-18 | - |
| Rep | 證券交易 | 2021-10-18 | - | |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2013-07-11 | 2021-09-28 |
| Rep | 證券交易 | 2013-07-11 | 2021-09-28 | |
| KGI ASIA LIMITED | Rep | 證券交易 | 2012-10-16 | 2013-06-12 |
| GRAND CATHAY SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2011-11-22 | 2013-01-07 |