| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FULBRIGHT FUTURES LIMITED | Rep | 期貨合約交易 | 2021-08-26 | 2024-04-15 |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2021-08-26 | 2024-04-15 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2021-05-10 |
| Rep | 證券交易 | 2017-06-06 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2017-06-06 | 2021-05-10 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2011-11-22 | 2017-06-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2011-11-22 | 2017-06-01 |
| Rep | 證券交易 | 2011-11-22 | 2017-06-01 |