| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Finex Hong Kong Limited | RO | 就證券提供意見 | 2024-10-14 | - |
| RO | 提供資產管理 | 2024-10-14 | - | |
| RO | 證券交易 | 2024-10-14 | - | |
| Rep | 就證券提供意見 | 2024-09-12 | 2024-10-14 | |
| Rep | 提供資產管理 | 2024-09-12 | 2024-10-14 | |
| Rep | 證券交易 | 2024-09-12 | 2024-10-14 | |
| KCG FUND MANAGEMENT LIMITED | RO | 就證券提供意見 | 2022-04-13 | 2024-08-05 |
| RO | 提供資產管理 | 2022-04-13 | 2024-08-05 | |
| KCG SECURITIES ASIA LIMITED | RO | 就證券提供意見 | 2022-04-13 | 2024-08-05 |
| RO | 提供資產管理 | 2022-04-13 | 2024-08-05 | |
| RO | 證券交易 | 2022-04-13 | 2024-08-05 | |
| KCG FUND MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2022-02-15 | 2022-04-13 |
| KCG SECURITIES ASIA LIMITED | Rep | 就證券提供意見 | 2022-02-15 | 2022-04-13 |
| Rep | 證券交易 | 2022-02-15 | 2022-04-13 | |
| Ninth Eternity Securities Asia Limited | RO | 就證券提供意見 | 2020-10-16 | 2021-12-16 |
| RO | 證券交易 | 2020-10-16 | 2021-12-16 | |
| Grand China Securities Limited | RO | 證券交易 | 2018-06-29 | 2020-05-29 |
| Wealthy Global Financial Asset Management Limited | RO | 就證券提供意見 | 2017-10-17 | 2018-04-30 |
| Rep | 提供資產管理 | 2017-10-17 | 2018-04-30 | |
| MIDLAND WEALTH MANAGEMENT LIMITED | RO | 就證券提供意見 | 2016-04-18 | 2017-09-19 |
| RO | 證券交易 | 2016-04-18 | 2017-09-19 | |
| Rep | 就證券提供意見 | 2013-05-30 | 2016-04-18 | |
| Rep | 證券交易 | 2013-05-30 | 2016-04-18 | |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2011-11-24 | 2013-03-16 |
| Rep | 證券交易 | 2011-11-24 | 2013-03-16 |
已採集記錄中暫無金管局登記。