| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | RO | 期貨合約交易 | 2024-12-04 | 2026-03-29 |
| RO | 證券交易 | 2024-12-04 | 2026-03-29 | |
| Rep | 期貨合約交易 | 2021-07-29 | 2024-12-04 | |
| Rep | 證券交易 | 2021-07-29 | 2024-12-04 | |
| Rep | 證券交易 | 2015-08-10 | 2015-11-10 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2012-01-09 | 2013-09-28 |
| Rep | 證券交易 | 2012-01-09 | 2013-09-28 | |
| Rep | 期貨合約交易 | 2011-11-25 | 2011-12-25 | |
| Rep | 證券交易 | 2011-11-25 | 2011-12-25 |