| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited | Rep | 期貨合約交易 | 2021-06-21 | - |
| Rep | 證券交易 | 2021-05-18 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2019-01-16 | 2021-04-16 |
| Rep | 就證券提供意見 | 2019-01-16 | 2021-04-16 | |
| Rep | 證券交易 | 2019-01-16 | 2021-04-16 | |
| SG SECURITIES (HK) LIMITED | Rep | 就證券提供意見 | 2013-11-11 | 2018-10-26 |
| Rep | 證券交易 | 2013-11-11 | 2018-10-26 | |
| Rep | 證券交易 | 2011-11-28 | 2013-09-13 |