| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2021-05-05 | 2023-03-03 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2021-05-05 | 2023-03-03 |
| Rep | 就證券提供意見 | 2021-04-07 | 2023-03-03 | |
| HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | 就證券提供意見 | 2018-04-06 | 2021-03-08 |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2015-02-13 | 2018-03-12 |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就證券提供意見 | 2011-11-30 | 2015-01-23 |