| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | RO | 就機構融資提供意見 | 2024-06-24 | - |
| RO | 就證券提供意見 | 2024-06-24 | - | |
| CLSA LIMITED | RO | 證券交易 | 2024-06-24 | - |
| CITIC Securities (Hong Kong) Limited | Rep | 就證券提供意見 | 2021-11-01 | 2024-06-24 |
| Rep | 就機構融資提供意見 | 2021-10-12 | 2024-06-24 | |
| CLSA LIMITED | Rep | 證券交易 | 2021-10-12 | 2024-06-24 |
| China Securities (International) Corporate Finance Company Limited | Rep | 證券交易 | 2019-08-02 | 2021-09-28 |
| Rep | 就機構融資提供意見 | 2019-07-09 | 2021-09-28 | |
| BOCI ASIA LIMITED | Rep | 就機構融資提供意見 | 2011-12-02 | 2019-05-23 |
已採集記錄中暫無金管局登記。