| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC CFI Asset Management Company Limited | RO | 提供資產管理 | 2024-07-04 | - |
| CITIC CFI Securities Company Limited | RO | 就證券提供意見 | 2022-04-29 | - |
| RO | 證券交易 | 2022-04-29 | - | |
| CITIC Futures International Company Limited | RO | 就期貨合約提供意見 | 2019-08-23 | - |
| RO | 期貨合約交易 | 2018-12-27 | - | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | 證券交易 | 2017-02-06 | 2018-09-05 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | RO | 期貨合約交易 | 2015-07-30 | 2018-09-05 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2015-03-18 | 2018-09-05 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | 槓桿式外匯交易 | 2012-10-25 | 2016-05-23 |
| Rep | 就證券提供意見 | 2012-08-15 | 2018-09-05 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期貨合約交易 | 2012-02-20 | 2015-07-30 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 證券交易 | 2011-12-05 | 2017-02-06 |
已採集記錄中暫無金管局登記。