| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TOPAZ CAPITAL MANAGEMENT LIMITED | Rep | 提供資產管理 | 2021-03-01 | 2024-05-31 |
| Topaz Financial Group Limited | Rep | 期貨合約交易 | 2021-03-01 | 2024-05-31 |
| Rep | 證券交易 | 2021-03-01 | 2024-05-31 | |
| Dynasty Alliance Investment Management Limited | Rep | 提供資產管理 | 2018-07-19 | 2019-01-31 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2011-12-06 | 2018-07-03 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2011-12-06 | 2018-07-03 |