| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Wealthy Securities Limited | Rep | 就證券提供意見 | 2017-12-22 | 2020-08-28 |
| Rep | 提供資產管理 | 2017-12-22 | 2020-08-28 | |
| Rep | 證券交易 | 2017-12-22 | 2020-08-28 | |
| MANGO FINANCIAL LIMITED | Rep | 證券交易 | 2015-09-02 | 2017-12-09 |
| ORIENT SECURITIES LIMITED | Rep | 證券交易 | 2012-05-02 | 2012-09-18 |
| CHEONG LEE SECURITIES LIMITED | Rep | 證券交易 | 2011-12-07 | 2012-03-30 |