| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2022-02-24 | - |
| Rep | 證券交易 | 2022-02-24 | - | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就證券提供意見 | 2011-12-12 | 2013-08-31 |
| Rep | 證券交易 | 2011-12-12 | 2013-08-31 | |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2011-12-12 | 2013-08-31 |