| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | 提供資產管理 | 2022-06-06 | - |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2018-09-07 | 2022-03-04 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2018-09-07 | 2022-03-04 |
| Rep | 證券交易 | 2018-09-07 | 2022-03-04 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2017-03-03 | 2018-07-24 |
| Rep | 期貨合約交易 | 2017-03-03 | 2018-07-24 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2011-12-14 | 2016-12-06 |
| Rep | 證券交易 | 2011-12-14 | 2016-12-06 |