| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 就證券提供意見 | 2015-03-26 | 2025-10-03 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2015-02-12 | 2025-10-03 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2014-12-02 | 2025-10-03 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2014-12-02 | 2025-10-03 |
| Well Link International Securities Limited | Rep | 證券交易 | 2013-08-27 | 2014-10-21 |
| Rep | 就期貨合約提供意見 | 2012-11-26 | 2014-10-21 | |
| FORTUNE (HK) SECURITIES LIMITED | Rep | 證券交易 | 2012-02-22 | 2013-08-26 |
| Well Link International Securities Limited | Rep | 期貨合約交易 | 2011-12-15 | 2014-10-21 |