| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| VISION CAPITAL INTERNATIONAL HOLDINGS LIMITED (HK) | RO | 就證券提供意見 | 2022-03-22 | - |
| RO | 證券交易 | 2022-03-22 | - | |
| Rep | 就證券提供意見 | 2022-01-18 | 2022-03-22 | |
| Rep | 證券交易 | 2022-01-18 | 2022-03-22 | |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2018-08-06 | 2021-10-29 |
| Rep | 就證券提供意見 | 2018-07-20 | 2021-10-29 | |
| Rep | 證券交易 | 2018-07-20 | 2021-10-29 | |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2017-06-13 | 2018-07-03 |
| Rep | 證券交易 | 2017-06-13 | 2018-07-03 | |
| LOMBARD ODIER (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2014-04-14 | 2015-06-05 |
| Rep | 證券交易 | 2014-04-14 | 2015-06-05 | |
| ORIENT FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2012-06-18 | 2014-03-01 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2012-06-18 | 2014-03-01 |
| ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | 提供資產管理 | 2011-12-15 | 2014-03-01 |
已採集記錄中暫無金管局登記。