| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CMB International Securities Limited | Rep | 證券交易 | 2024-12-31 | - |
| CMB International Capital Limited | Rep | 就機構融資提供意見 | 2024-09-05 | - |
| Rep | 證券交易 | 2024-09-05 | - | |
| Rep | 就機構融資提供意見 | 2021-04-27 | 2024-07-26 | |
| Rep | 證券交易 | 2021-04-27 | 2024-07-26 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2019-10-16 | 2021-04-09 |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2019-07-30 | 2021-04-09 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就機構融資提供意見 | 2018-04-03 | 2019-07-12 |