| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | 就機構融資提供意見 | 2026-08-11 | - |
| RO | 證券交易 | 2026-08-11 | - | |
| Rep | 就機構融資提供意見 | 2026-06-26 | 2026-08-11 | |
| Rep | 證券交易 | 2026-06-26 | 2026-08-11 | |
| CHINA EVERBRIGHT CAPITAL LIMITED | RO | 就機構融資提供意見 | 2022-11-08 | 2026-03-29 |
| RO | 證券交易 | 2022-11-08 | 2026-03-29 | |
| Rep | 就機構融資提供意見 | 2022-05-12 | 2022-11-08 | |
| Rep | 證券交易 | 2022-05-12 | 2022-11-08 | |
| Soochow Securities International Brokerage Limited | RO | 證券交易 | 2019-09-17 | 2022-04-19 |
| Soochow Securities International Capital Limited | RO | 就機構融資提供意見 | 2019-09-17 | 2022-04-19 |
| Soochow Securities International Brokerage Limited | Rep | 證券交易 | 2019-06-12 | 2019-09-17 |
| Soochow Securities International Capital Limited | Rep | 就機構融資提供意見 | 2019-06-12 | 2019-09-17 |
| CHINA EVERBRIGHT CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2017-11-28 | 2019-06-05 |
| Rep | 就證券提供意見 | 2017-11-28 | 2019-06-05 | |
| Rep | 證券交易 | 2017-11-28 | 2019-06-05 | |
| SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | 就機構融資提供意見 | 2011-12-19 | 2017-11-19 |
| Rep | 就證券提供意見 | 2011-12-19 | 2017-11-19 | |
| Rep | 證券交易 | 2011-12-19 | 2017-11-19 |
已採集記錄中暫無金管局登記。