| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Pinestone Capital Asset Management Limited | RO | 就證券提供意見 | 2026-08-06 | - |
| RO | 提供資產管理 | 2026-08-06 | - | |
| PINESTONE SECURITIES LIMITED | Rep | 證券交易 | 2026-08-06 | - |
| CGL IM Financial Management Limited | RO | 就證券提供意見 | 2024-05-02 | 2026-06-30 |
| RO | 提供資產管理 | 2024-05-02 | 2026-06-30 | |
| Carrington Asset Management Limited | RO | 就證券提供意見 | 2021-11-19 | 2024-03-06 |
| RO | 提供資產管理 | 2021-06-18 | 2024-03-06 | |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2019-01-07 | 2019-09-13 |
| Rep | 證券交易 | 2018-05-02 | 2018-12-12 | |
| ASSET MANAGEMENT GROUP LIMITED | Rep | 就證券提供意見 | 2011-12-22 | 2013-09-30 |
| Rep | 證券交易 | 2011-12-22 | 2013-09-30 |