| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期貨合約交易 | 2014-06-18 | - |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 證券交易 | 2014-06-18 | - |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期貨合約交易 | 2014-02-11 | 2014-05-31 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2014-02-11 | 2014-05-31 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2011-12-22 | 2014-01-14 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2011-12-22 | 2014-01-14 |