| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CSII Capital Limited | RO | 就證券提供意見 | 2020-10-05 | - |
| RO | 提供資產管理 | 2020-10-05 | - | |
| RESOCORE ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2019-05-28 | 2019-06-11 |
| Rep | 提供資產管理 | 2019-05-28 | 2019-06-11 | |
| Rep | 證券交易 | 2019-05-28 | 2019-06-11 | |
| RESOCORE SECURITIES LIMITED | Rep | 證券交易 | 2019-05-28 | 2019-06-11 |
| Seazen Resources Futures Limited | Rep | 期貨合約交易 | 2019-05-28 | 2019-06-11 |
| Sheng Yuan Sino Asset Management Limited | Rep | 就證券提供意見 | 2019-04-03 | 2019-04-30 |
| Rep | 提供資產管理 | 2019-04-03 | 2019-04-30 | |
| Vered Asset Management Limited | RO | 就證券提供意見 | 2018-08-08 | 2019-02-12 |
| RO | 提供資產管理 | 2018-08-08 | 2019-02-12 | |
| China Vered Securities Limited | RO | 期貨合約交易 | 2018-06-14 | 2019-02-12 |
| China Vered Asset Management (Hong Kong) Limited | RO | 提供資產管理 | 2017-07-03 | 2019-02-12 |
| China Vered Securities Limited | RO | 就證券提供意見 | 2017-03-30 | 2019-02-12 |
| China Vered Asset Management (Hong Kong) Limited | Rep | 提供資產管理 | 2016-07-05 | 2017-07-03 |
| RO | 就證券提供意見 | 2016-07-05 | 2019-02-12 | |
| China Vered Securities Limited | RO | 證券交易 | 2016-04-14 | 2019-02-12 |
| GigaMoney Limited | RO | 證券交易 | 2015-09-23 | 2016-03-08 |
| HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED | RO | 就證券提供意見 | 2015-09-23 | 2016-03-08 |
| GigaMoney Limited | Rep | 證券交易 | 2013-05-30 | 2015-09-23 |
| HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2013-05-30 | 2015-09-23 |
| Rep | 提供資產管理 | 2013-05-30 | 2016-03-08 | |
| HONG KONG INTERNATIONAL FUTURES LIMITED | RO | 期貨合約交易 | 2011-12-23 | 2016-03-08 |
金管局記錄暫時無法載入，請稍後重試。