| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Dimensional Hong Kong Limited | RO | 就證券提供意見 | 2025-10-16 | - |
| RO | 提供資產管理 | 2025-10-16 | - | |
| RO | 證券交易 | 2022-04-26 | - | |
| Rep | 證券交易 | 2022-01-25 | 2022-04-26 | |
| PIMCO Asia Limited | Rep | 就證券提供意見 | 2016-06-29 | 2021-11-12 |
| Rep | 提供資產管理 | 2016-06-29 | 2021-11-12 | |
| Rep | 證券交易 | 2016-06-29 | 2021-11-12 | |
| Legg Mason Asset Management Hong Kong Limited | Rep | 就證券提供意見 | 2015-05-11 | 2016-01-26 |
| Rep | 證券交易 | 2015-05-11 | 2016-01-26 | |
| UBS SDIC Asset Management (Hong Kong) Company Limited | Rep | 證券交易 | 2014-04-15 | 2015-05-04 |
| Rep | 提供資產管理 | 2014-01-13 | 2015-05-04 | |
| Rep | 就證券提供意見 | 2011-12-30 | 2015-05-04 |