| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2019-10-08 | - |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2015-06-12 | - |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2014-11-03 | - |
| HOORAY CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2012-01-03 | 2014-10-06 |
| HOORAY SECURITIES LIMITED | Rep | 證券交易 | 2012-01-03 | 2014-10-06 |