| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Macquarie Asia Securities Limited | Rep | 證券交易 | 2020-10-15 | - |
| Rep | 就證券提供意見 | 2020-10-15 | 2023-10-09 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2014-06-16 | 2017-09-29 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2014-06-16 | 2017-09-29 |
| Rep | 證券交易 | 2014-06-16 | 2017-09-29 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2013-06-28 | 2014-03-14 |
| Rep | 期貨合約交易 | 2013-06-28 | 2014-03-14 | |
| Rep | 就證券提供意見 | 2012-01-03 | 2014-03-14 | |
| Rep | 證券交易 | 2012-01-03 | 2014-03-14 |