| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2020-12-09 | - |
| Rep | 就證券提供意見 | 2020-11-27 | - | |
| KGI Asset Management Limited | Rep | 提供資產管理 | 2020-11-27 | - |
| ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2016-08-10 | 2020-11-15 |
| Rep | 提供資產管理 | 2016-08-10 | 2020-11-15 | |
| PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED | Rep | 期貨合約交易 | 2014-08-27 | 2015-10-07 |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | 就證券提供意見 | 2014-06-04 | 2015-10-07 |
| Rep | 證券交易 | 2014-06-04 | 2015-10-07 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2012-01-10 | 2014-05-24 |
| Rep | 證券交易 | 2012-01-10 | 2014-05-24 |