| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Trenda Corporate Finance Limited | RO | 就機構融資提供意見 | 2021-03-15 | 2023-06-05 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 證券交易 | 2017-06-14 | 2018-11-28 |
| SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2017-06-14 | 2020-08-28 |
| Rep | 證券交易 | 2017-06-14 | 2020-08-28 | |
| Optima Capital Limited | Rep | 就機構融資提供意見 | 2013-06-03 | 2017-05-27 |
| Rep | 證券交易 | 2013-06-03 | 2017-05-27 | |
| PLATINUM SECURITIES COMPANY LIMITED | Rep | 就機構融資提供意見 | 2012-01-10 | 2013-03-20 |
| Rep | 證券交易 | 2012-01-10 | 2013-03-20 |