| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CMB International Capital Limited | RO | 就機構融資提供意見 | 2020-11-16 | - |
| RO | 證券交易 | 2020-11-16 | - | |
| Rep | 就機構融資提供意見 | 2019-06-17 | 2020-11-16 | |
| Rep | 證券交易 | 2019-06-17 | 2020-11-16 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2017-12-13 | 2019-04-12 |
| Rep | 就機構融資提供意見 | 2017-01-04 | 2019-04-12 | |
| Rep | 證券交易 | 2017-01-04 | 2019-04-12 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就機構融資提供意見 | 2014-01-24 | 2016-11-25 |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就機構融資提供意見 | 2012-01-13 | 2013-10-04 |
| Rep | 就證券提供意見 | 2012-01-13 | 2013-10-04 | |
| Rep | 證券交易 | 2012-01-13 | 2013-10-04 |