| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCOM International (Asia) Limited | RO | 就機構融資提供意見 | 2022-11-23 | 2025-01-29 |
| BOCOM International Securities Limited | RO | 就證券提供意見 | 2022-11-23 | 2025-01-29 |
| RO | 證券交易 | 2022-11-23 | 2025-01-29 | |
| BOCOM International (Asia) Limited | Rep | 證券交易 | 2018-04-11 | 2021-02-25 |
| Rep | 就機構融資提供意見 | 2018-04-11 | 2022-11-23 | |
| BOCOM International Securities Limited | Rep | 就證券提供意見 | 2018-04-11 | 2022-11-23 |
| Rep | 證券交易 | 2018-04-11 | 2022-11-23 |