| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited | Rep | 就證券提供意見 | 2025-01-20 | - |
| Rep | 期貨合約交易 | 2025-01-20 | - | |
| Rep | 證券交易 | 2025-01-20 | - | |
| GROW Asset Management (HK) Limited | Rep | 就證券提供意見 | 2023-12-13 | 2024-12-16 |
| Rep | 提供資產管理 | 2023-12-13 | 2024-12-16 | |
| CITIC Securities Asset Management (HK) Limited | Rep | 就證券提供意見 | 2022-05-18 | 2022-11-22 |
| CITIC Securities International Global Markets Limited | Rep | 期貨合約交易 | 2021-06-21 | 2023-11-07 |
| Rep | 證券交易 | 2021-05-25 | 2023-11-07 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2018-04-16 | 2021-05-06 |
已採集記錄中暫無金管局登記。