| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited | RO | 就證券提供意見 | 2025-10-06 | - |
| RO | 證券交易 | 2025-10-06 | - | |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期貨合約交易 | 2025-07-07 | - |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 就證券提供意見 | 2025-06-03 | 2025-10-06 |
| Rep | 證券交易 | 2025-06-03 | 2025-10-06 | |
| BIL Wealth Management Limited | Rep | 就證券提供意見 | 2021-07-06 | 2025-02-18 |
| Rep | 提供資產管理 | 2021-07-06 | 2025-02-18 | |
| Rep | 證券交易 | 2021-06-25 | 2025-02-18 | |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2021-01-29 | 2021-06-11 |
| SDIC SECURITIES FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2021-01-29 | 2021-06-11 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2018-05-31 | 2020-12-24 |
| Rep | 就證券提供意見 | 2018-04-19 | 2020-12-24 | |
| Rep | 證券交易 | 2018-04-19 | 2020-12-24 |
已採集記錄中暫無金管局登記。