| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LUEN FAT SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2010-04-14 | 2013-10-02 |
| Rep | 證券交易 | 2010-04-14 | 2013-10-02 | |
| MIZUHO SECURITIES ASIA LIMITED | RO | 就機構融資提供意見 | 2005-04-12 | 2010-04-01 |
| Rep | 就機構融資提供意見 | - | 2005-04-12 | |
| Rep | 就證券提供意見 | - | 2010-04-01 | |
| Rep | 提供資產管理 | - | 2010-04-01 | |
| Rep | 證券交易 | - | 2010-04-01 |