| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CICC US Securities (Hong Kong) Limited | Rep | 證券交易 | 2023-07-25 | 2025-12-18 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期貨合約交易 | 2022-03-02 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2022-03-02 | - |
| Rep | 證券交易 | 2022-03-02 | - | |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2020-06-15 | 2022-01-14 |
| Rep | 證券交易 | 2020-06-15 | 2022-01-14 | |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2019-03-26 | 2020-05-08 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2019-03-26 | 2020-05-08 |
| Rep | 就證券提供意見 | 2019-03-08 | 2020-05-08 | |
| SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | Rep | 就證券提供意見 | 2018-04-24 | 2019-02-25 |
| Rep | 提供資產管理 | 2018-04-24 | 2019-02-25 |
已採集記錄中暫無金管局登記。