| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2025-02-11 | 2026-01-12 |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2025-02-11 | 2026-01-12 |
| CITIC Securities International Global Markets Limited | Rep | 期貨合約交易 | 2025-02-11 | 2026-01-12 |
| Rep | 證券交易 | 2025-02-11 | 2026-01-12 | |
| Citadel Securities (Hong Kong) Limited | Rep | 期貨合約交易 | 2019-08-19 | 2022-04-04 |
| Rep | 證券交易 | 2019-08-19 | 2022-04-04 | |
| Maven Asia (Hong Kong) Limited | Rep | 期貨合約交易 | 2018-04-26 | 2019-05-14 |
| Rep | 證券交易 | 2018-04-26 | 2019-05-14 |