| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2022-08-29 | - |
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自動化交易服務 | 2022-08-29 | - |
| Rep | 期貨合約交易 | 2022-08-29 | - | |
| Rep | 證券交易 | 2022-08-29 | - | |
| Sino-Ocean Investment Management Limited | Rep | 就證券提供意見 | 2021-11-02 | 2022-08-26 |
| Rep | 提供資產管理 | 2021-11-02 | 2022-08-26 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2018-04-27 | 2021-06-12 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2018-04-27 | 2021-06-12 |
| Rep | 證券交易 | 2018-04-27 | 2021-06-12 |