| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| uSmart Securities Limited | Rep | 證券交易 | 2026-08-31 | - |
| BCT Financial Limited | Rep | 就證券提供意見 | 2023-08-03 | 2026-08-09 |
| Rep | 證券交易 | 2023-08-03 | 2026-08-09 | |
| DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | 期貨合約交易 | 2021-09-10 | 2023-04-24 |
| DELTA ASIA SECURITIES LIMITED | Rep | 證券交易 | 2021-09-10 | 2023-04-24 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2021-02-08 | 2021-08-30 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2018-05-02 | 2021-08-30 |