| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2021-07-30 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期貨合約交易 | 2021-07-15 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 證券交易 | 2021-07-15 | - |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2020-08-18 | 2021-06-14 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2020-08-18 | 2021-06-14 |
| Zinvest Capital Management Limited | Rep | 提供資產管理 | 2019-09-04 | 2020-06-26 |
| Zinvest Global Limited | Rep | 就期貨合約提供意見 | 2019-09-04 | 2020-06-26 |
| Rep | 就證券提供意見 | 2019-09-04 | 2020-06-26 | |
| Rep | 期貨合約交易 | 2019-08-20 | 2020-06-26 | |
| Rep | 證券交易 | 2019-08-20 | 2020-06-26 | |
| Well Link Securities Limited | Rep | 期貨合約交易 | 2019-04-03 | 2019-05-14 |
| Rep | 證券交易 | 2018-07-19 | 2019-05-14 | |
| Beevest Securities Limited | Rep | 就證券提供意見 | 2018-05-07 | 2018-07-07 |
| Rep | 證券交易 | 2018-05-07 | 2018-07-07 |
已採集記錄中暫無金管局登記。