| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 就證券提供意見 | 2025-07-07 | - |
| Rep | 證券交易 | 2025-07-07 | - | |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2025-07-07 | - |
| China Securities (International) Brokerage Company Limited | Rep | 就期貨合約提供意見 | 2019-01-29 | 2025-06-25 |
| Rep | 期貨合約交易 | 2019-01-29 | 2025-06-25 | |
| China Securities (International) Asset Management Company Limited | Rep | 提供資產管理 | 2018-05-11 | 2025-06-25 |
| China Securities (International) Brokerage Company Limited | Rep | 就證券提供意見 | 2018-05-11 | 2025-06-25 |
| Rep | 證券交易 | 2018-05-11 | 2025-06-25 |