| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| EASTSPRING INVESTMENTS (HONG KONG) LIMITED (TRADING AS EASTSPRING INVESTMENTS) | Rep | 就證券提供意見 | 2022-03-29 | - |
| Rep | 證券交易 | 2022-03-29 | - | |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | 就期貨合約提供意見 | 2020-09-02 | 2022-02-25 |
| Rep | 就證券提供意見 | 2020-09-02 | 2022-02-25 | |
| Rep | 提供資產管理 | 2020-09-02 | 2022-02-25 | |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就期貨合約提供意見 | 2020-09-02 | 2020-12-09 |
| Rep | 就證券提供意見 | 2020-09-02 | 2020-12-09 | |
| Rep | 提供資產管理 | 2020-09-02 | 2020-12-09 | |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | 就證券提供意見 | 2020-09-02 | 2022-02-25 |
| Rep | 提供資產管理 | 2020-09-02 | 2022-02-25 | |
| Rep | 證券交易 | 2020-09-02 | 2022-02-25 | |
| RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | 就證券提供意見 | 2018-05-11 | 2020-07-31 |
| Rep | 證券交易 | 2018-05-11 | 2020-07-31 |
金管局記錄暫時無法載入，請稍後重試。