| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Jin Yi Financial Group Limited | RO | 就期貨合約提供意見 | 2022-05-16 | - |
| RO | 就證券提供意見 | 2022-05-16 | - | |
| RO | 提供資產管理 | 2022-05-16 | - | |
| RO | 期貨合約交易 | 2022-05-16 | - | |
| RO | 證券交易 | 2022-05-16 | - | |
| SILVERBRICKS SECURITIES COMPANY LIMITED | RO | 期貨合約交易 | 2020-10-30 | 2022-04-30 |
| RO | 就機構融資提供意見 | 2020-06-29 | 2022-04-30 | |
| SILVERBRICKS ASSET MANAGEMENT COMPANY LIMITED | RO | 就證券提供意見 | 2019-01-14 | 2022-04-30 |
| RO | 提供資產管理 | 2019-01-14 | 2022-04-30 | |
| SILVERBRICKS SECURITIES COMPANY LIMITED | RO | 證券交易 | 2018-05-17 | 2022-04-30 |
| Yuanta Asia Investment (Hong Kong) Limited | RO | 期貨合約交易 | 2016-11-08 | 2018-04-30 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 槓桿式外匯交易 | 2013-04-23 | 2016-10-31 |
| Rep | 槓桿式外匯交易 | 2012-08-15 | 2013-02-15 | |
| Rep | 就期貨合約提供意見 | 2012-08-15 | 2018-03-29 | |
| Rep | 期貨合約交易 | 2012-08-15 | 2018-03-29 | |
| RO | 就證券提供意見 | 2012-06-27 | 2018-03-29 | |
| RO | 提供資產管理 | 2012-06-27 | 2018-03-29 | |
| RO | 證券交易 | 2012-06-27 | 2018-03-29 | |
| Yuanta Asia Investment (Hong Kong) Limited | RO | 就證券提供意見 | 2012-04-12 | 2013-08-01 |
| RO | 提供資產管理 | 2012-04-12 | 2018-04-30 | |
| RO | 證券交易 | 2012-04-12 | 2018-04-30 | |
| Rich Union Securities (H.K.) Limited | RO | 提供資產管理 | 2005-04-01 | 2009-03-19 |
| Yuanta Securities (Hong Kong) Company Limited | RO | 就證券提供意見 | 2004-02-06 | 2010-10-01 |
| RO | 證券交易 | 2004-02-06 | 2010-10-01 |
已採集記錄中暫無金管局登記。