| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CENTRIUM FORT CAPITAL GROUP LIMITED | RO | 就證券提供意見 | 2023-07-28 | - |
| RO | 提供資產管理 | 2023-07-28 | - | |
| RO | 證券交易 | 2023-07-28 | - | |
| Aeternus Asset Holdings Limited | RO | 就機構融資提供意見 | 2019-06-18 | 2023-08-30 |
| RO | 證券交易 | 2019-06-18 | 2023-08-30 | |
| CENTRIUM FORT CAPITAL GROUP LIMITED | RO | 就證券提供意見 | 2016-12-14 | 2021-08-31 |
| RO | 提供資產管理 | 2016-12-14 | 2021-08-31 | |
| RO | 證券交易 | 2016-12-14 | 2021-08-31 | |
| M&F ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2012-09-12 | 2015-01-23 |
| RO | 提供資產管理 | 2012-09-12 | 2015-01-23 | |
| RO | 證券交易 | 2012-09-12 | 2015-01-23 | |
| METRO CAPITAL FUTURES LIMITED | RO | 期貨合約交易 | 2012-09-12 | 2015-01-23 |
| VAST HARBOUR SECURITIES LIMITED | RO | 證券交易 | 2012-01-12 | 2012-06-30 |
| CHINA EVERBRIGHT CAPITAL LIMITED | RO | 就證券提供意見 | 2005-09-09 | 2009-03-02 |
| RO | 證券交易 | 2005-08-01 | 2009-03-02 | |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | RO | 提供資產管理 | 2005-08-01 | 2011-10-01 |
| RO | 期貨合約交易 | 2005-08-01 | 2011-10-01 | |
| Rep | 槓桿式外匯交易 | 2004-01-08 | 2011-10-01 | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | RO | 就機構融資提供意見 | 2003-05-14 | 2011-10-01 |
| RO | 提供資產管理 | 2003-05-14 | 2011-10-01 | |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | 提供資產管理 | 2003-04-01 | 2005-08-01 |
| Rep | 期貨合約交易 | 2003-04-01 | 2005-08-01 | |
| Rep | 就期貨合約提供意見 | 2003-04-01 | 2011-10-01 | |
| CHINA EVERBRIGHT FOREX LIMITED | Rep | 槓桿式外匯交易 | 2003-04-01 | 2004-03-19 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 提供自動化交易服務 | 2003-04-01 | 2003-05-07 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2003-05-14 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-05-14 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2011-10-01 | |
| Rep | 證券交易 | 2003-04-01 | 2011-10-01 |
已採集記錄中暫無金管局登記。