| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited | RO | 證券交易 | 2026-06-24 | - |
| Rep | 就機構融資提供意見 | 2026-02-04 | - | |
| Rep | 證券交易 | 2026-02-04 | 2026-06-24 | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2025-03-18 | 2025-12-11 |
| CMB International Global Markets Limited | Rep | 證券交易 | 2022-03-11 | 2025-01-24 |
| CMB International Capital Limited | Rep | 就機構融資提供意見 | 2020-09-02 | 2025-01-24 |
| Rep | 證券交易 | 2020-09-02 | 2025-01-24 | |
| CMB International Securities Limited | Rep | 證券交易 | 2020-09-02 | 2025-01-24 |
| DONGXING SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 就機構融資提供意見 | 2018-05-16 | 2020-07-31 |
| Rep | 證券交易 | 2018-05-16 | 2020-07-31 |
已採集記錄中暫無金管局登記。