| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Hedgestone Capital Group (H.K.) Co., Limited | RO | 就證券提供意見 | 2017-11-22 | - |
| RO | 提供資產管理 | 2017-11-22 | - | |
| Rep | 就證券提供意見 | 2016-08-24 | 2017-11-22 | |
| Rep | 提供資產管理 | 2016-08-24 | 2017-11-22 | |
| AISANCE ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2013-12-16 | 2016-06-30 |
| JS CRESVALE SECURITIES INTERNATIONAL LIMITED | Rep | 證券交易 | 2013-11-01 | 2013-12-14 |
| JS CRESVALE CAPITAL LIMITED | Rep | 證券交易 | 2012-02-23 | 2013-06-30 |
| JS CRESVALE SECURITIES INTERNATIONAL LIMITED | Rep | 證券交易 | 2012-02-23 | 2013-06-30 |
| Brilliant Norton Securities Company Limited | Rep | 證券交易 | 2012-01-18 | 2012-01-31 |