| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Dynasty Alliance Investment Management Limited | Rep | 提供資產管理 | 2017-10-09 | 2018-01-26 |
| Hao Tian Asset Management Limited | Rep | 提供資產管理 | 2017-02-16 | 2017-08-08 |
| Hao Tian International Securities Limited | RO | 證券交易 | 2016-11-21 | 2017-08-08 |
| Rep | 證券交易 | 2016-09-21 | 2016-11-21 | |
| KGI ASIA LIMITED | Rep | 就證券提供意見 | 2013-04-30 | 2016-09-12 |
| Rep | 證券交易 | 2013-04-30 | 2016-09-12 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2012-01-18 | 2012-12-20 |