| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Futu Securities International (HONG KONG) Limited | Rep | 就期貨合約提供意見 | 2024-03-18 | - |
| Rep | 就證券提供意見 | 2024-03-18 | - | |
| RO | 證券交易 | 2024-03-18 | - | |
| Rep | 期貨合約交易 | 2020-10-05 | - | |
| Rep | 證券交易 | 2020-10-05 | 2024-03-18 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2015-06-15 | 2020-07-03 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2015-06-15 | 2020-07-03 |
| BOCI SECURITIES LIMITED | Rep | 期貨合約交易 | 2013-06-20 | 2015-06-06 |
| Rep | 證券交易 | 2012-01-19 | 2015-06-06 |
已採集記錄中暫無金管局登記。