| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Blackhorn Wealth Management Limited | Rep | 就證券提供意見 | 2025-05-28 | - |
| Rep | 提供資產管理 | 2025-05-28 | - | |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期貨合約交易 | 2014-08-18 | 2017-09-22 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2014-08-18 | 2017-09-22 |
| BOCI SECURITIES LIMITED | Rep | 期貨合約交易 | 2014-04-17 | 2014-07-26 |
| Rep | 證券交易 | 2014-04-17 | 2014-07-26 | |
| Rep | 槓桿式外匯交易 | 2014-04-17 | 2014-07-26 | |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2012-05-11 | 2013-12-20 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2012-01-19 | 2013-12-20 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2012-01-19 | 2013-12-20 |
已採集記錄中暫無金管局登記。