| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 就證券提供意見 | 2019-03-22 | - |
| Rep | 證券交易 | 2019-01-04 | - | |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2019-01-04 | - |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期貨合約交易 | 2012-02-23 | 2018-12-31 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 證券交易 | 2012-01-20 | 2018-12-31 |